Issuance of a permit to open a bank, a branch of a non-resident bank of the Republic of Kazakhstan
Issuing Authority:
Агентство Республики Казахстан по регулированию и развитию финансового рынка
Additional Approvals:
Not Required
National tax:
0 Monthly Calculation Index (0 tenge)
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Selected document:Issuance of a permit to open a bank, a branch of a non-resident bank of the Republic of Kazakhstan
Are you a resident of the Republic of Kazakhstan?
Processing time:
1
Preliminary verification of documents (the personal meeting with the UPPERLICENSE team is obligatory)
List of documents
Statement in the form of an electronic document certified by the EDS service recipient
Copies of constituent documents (Charter, Foundation agreement), a copy of the minutes of the constituent Assembly, notarized and executed in accordance with the legislation of the Republic of Kazakhstan
Information about the founders (according to the list determined by the service provider), financial statements, including consolidated ones, for the last two completed financial years, the report of the audit organization on the financial condition of the founders
Documents and information provided for in article 17-1 of the Law of the Republic of Kazakhstan dated August 31, 1995 "on banks and banking activities in the Republic of Kazakhstan "(hereinafter – The law on banks) if a person becomes a large participant of a Bank or Bank holding company, submitted by the applicant in accordance with the standard of the state service "issue of the agreement on acquisition of status of large participant of a Bank or Bank holding company", approved by the resolution of Board of National Bank of the Republic of Kazakhstan from April 30, 2015 № 71 "On approval of standards of state services of the National Bank of the Republic of Kazakhstan", registered in the state Register of regulatory legal acts under No. 11534 (more – standard " issuing consent to acquire the status of a major participant in a Bank or Bank holding company")
The business plan of the newly created Bank, approved by the person authorized by the founders to sign documents, disclosing the strategy, directions and scope of activities, financial prospects (budget, balance sheet, profit and loss account for the first three financial (operating) years, marketing plan (formation of the Bank's clientele), plan for attracting labor resources, risk management organization
Documents of persons proposed for the positions of Bank managers in accordance with the requirements of article 20 of the Law on banks and banking activities in the Republic of Kazakhstan
documents provided for in article 6 of the Law of the Republic of Kazakhstan "on state registration of legal entities and registration of branches and representative offices»
documents provided for in sub-paragraphs 2) and 5) of paragraph 4 of article 11 of the Law of the Republic of Kazakhstan "on the securities market". Documents confirming payment for the declared shares placed among the founders of the joint-stock company are submitted by the applicant no later than three working days from the date of state registration of the legal entity
copies of documents confirming the terms and procedure for purchasing shares, as well as the sources and funds used for purchasing shares. The source used for purchasing Bank shares is the funds specified in sub-paragraph 1) of paragraph 4 of article 17-1 of the Law
Information and documents confirming the presence in the locality where the executive body of the bank is located, its own premises with centralized access to the automated banking information system
Term of Registration:
2
work days
Result:No - UPPERLICENSE recommendations for Step No 2.Preliminary verification of documents is undergone
Yes - the client is served by the UPPERLICENSE company and-> transition to the Step 2.
2
Submission of documents on notification of the authorized body (personal presence is not required)
List of documents
Electronic application form
Term of Registration:
65
work days
Result:The documents are under consideration by the authorized body.
3
Receipt of the original set of documents (personal presence is not required)*
List of documents
* Power of attorney / Electronically digital signature (when applicable)
Term of Registration:
1
work day
Result:Original of permission.
Service Cost:15 000 000 tenge
Pre-Payment:10 500 000 tenge (70% from the sum)
2 payment:4 500 000 tenge (30% from the sum)
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